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3 Analysis of Substantive Decisions - Appeals on Resource Consents, Designations and Plans/Policy Statements

The following analysis is of those 48 cases that dealt with substantive issues (as defined in section 2.1.2) and relate to resource consent applications (31 cases), policy statements and plans (13 cases), and designations and requirements (four cases). All these cases were considered by a panel of a judge and one or more commissioners. Excluded from the analysis are cases that dealt with non-substantive issues together with all cases on declarations, enforcement actions and actions under the Historic Places Act.

In particular, the analysis looks at whether the councils' original appealed decisions were upheld or overturned.

3.1 Resource consent decisions

3.1.1 Coastal occupation consents

Three decisions related to coastal occupation consents.

Two of these concerned marine farms. In one decision (C077/04), a council refusal of consent was overturned, although for a much reduced proposal. In the second marine farming decision (W039/04), the outcome was a reduction in the scale of the development as approved by council. The third case (A054/04) involved a territorial authority unsuccessfully appealing a regional consent.

Table 2: Summary of substantive decisions: resource consents for coastal occupation

No.
Parties
Type/section
Pages
Outcome

A054/04

Auckland City Council v Auckland Regional Council & Jacques Ltd

s120 against granting of coastal consent

15 + 12

Appeal disallowed, consent granted to work in coastal marine area

C077/04

Jackson Bay Mussels Ltd etc v West Coast Regional Council

s120 against refusal of marine farming consent

88

Scope of proposal and regional council position altered since original application. Consent granted (interim decision)

W039/04

Kuku Mara Partnership etc v Marlborough District Council

s120, marine farm, appeal against council consent decision

207 + 6

Allowed one appellants appeal against granting of part of the consent, disallowed applicant's appeal against the part of the consent not granted

With the exception of C077/04 (where the consent authority was asked to consider a much larger scale proposal than was put to the court) the original consent authority decisions were upheld wholly or partly.

3.1.2 Discharges

In the two cases analysed, discharge consents (including a discharge to the coastal marine area) were upheld and appeals dismissed.

Table 3: Summary of substantive decisions: resource consents for discharges

No
Parties
Type/section
Pages
Outcome

A063/04

Tainui Hapu and Ors v Waikato Regional Council and Waikato District Council

s120 term of consent for discharge to coastal marine area

48

Appeal disallowed, consent granted for full term

C048/04

Cashmere Park Trust etc v Canterbury Regional Council etc

s120 appeal against discharge consent

25

Appeal dismissed consent upheld

3.1.3 Land use consents

Sixteen of the cases analysed dealt with land use consents (refer to Table 4). In three of these cases, the council declined consent and this decision was upheld (A031/04, A061/04 and C037/04).

Table 4: Summary of substantive decisions: resource consents for land use consent

No
Parties
Type/section
Pages
Outcome

A020/04

BK Lowe etc v Marlborough District Council and Hanna

s120

11

Appeal declined, consent upheld

A031/04

Emerald Residential Ltd v North Shore City Council

s120

15

Council decision upheld, appeal disallowed

A038/04

Retro Developments etc v Auckland City Council

s358

21

Interim decision, reducing reserve contribution

A049/04

Corran School Trust Board etc v Auckland City Council

s120 against grant of consent and to liberalise conditions

14 + 11

Consent confirmed with minor changes to conditions

A061/04

A Wellington and B Smith v Franklin District Council

s120

18

Appeal disallowed, council decision upheld, consent declined

A071/04

Wakatipu ES Inc v Queenstown Lakes District Council

s120 against Regional Council

20

Appeal dismissed, consent upheld

C004/04

Guardians of N Tairei etc v Dunedin City Council and City Forests Ltd

s120 against grant of land use consent

34 + 23

Appeals allowed, application declined

C006/04

BF Doherty v Dunedin City Council

s120 against decline of land use consent

15 + 9

Council decision overturned, consent granted

C008/04

Main Frame Ltd v Queenstown lakes District Council and Southern Peaks Ltd

s120

50

Appeal dismissed, consent upheld (subject to conditions)

C023/04

GR and RW Wilson etc v Selwyn District Council and Canterbury Regional Council

s120

 

Appeal disallowed, consent granted, conditions to be finalised

C029/04

Transwaste Canterbury etc v Canterbury Regional Council and Hurunui District Council

s120 against granting of consent for landfill and against conditions imposed

89 + 130

Consent granted, applicant altered conditions on basis of appellant's argument. Confirmed by court with minor variations

C037/04

Liberton Holdings v Dunedin City Council

s120 against refusal of land use consent

24 + 1

Appeal dismissed

C039/04

Dunedin R&H Associates v Dunedin City Council etc

s120 against granting of retrospective consent

32 + 8

Confirmed granting of consent subject to conditions

C040/04

G&S Stalker v Queenstown Lakes District Council etc

s120 against granting land use consent

34

Appeal dismissed, council decision confirmed

C043/04

JM & DM Sugrue etc v Selwyn District Council

s120 appeal

24 + 5

Consent granted under proposed plan is extended to the transitional plan consent

C050/04

DR Jackson etc v Central Otago District Council and CA Hislop

s120 appeal granting of consent

13

Decision of respondent (council) to grant consent confirmed

In a further nine of these cases (A020/04, A049/04, A071/04, C008/04, C023/04, C029/04, C039/04, C040/04 and C050/04), the council gave consent and that consent was appealed unsuccessfully. In some cases consent conditions may vary from the original decision, and in the Transwaste case (C029/04) the appeal outcome included significantly more stringent conditions.

In two cases, the council declined consent and the court overturned that decision (C006/04 and C043/04).

In one case, consent was granted by the council and that consent was overturned on appeal (C004/04).

The Retro Holdings case (A038/04) is one of a long-running series where the appellants have sought to reduce reserve contribution on a residential development, where matters of fact and law have been canvassed. While still only an interim decision, it gives a strong indication that the quantum of contribution should be significantly less than assessed by the council.

Of the 16 cases, 11 (69%) largely uphold the original council decision and one (6%) partially upholds the decision.

3.1.4 Subdivision consents

Table 5: Summary of substantive decisions: resource consents for subdivision consent

No
Parties
Type/section
Pages
Outcome

A079/04

LM Ferguson v Waikato District Council

s120 against refusal of subdivision consent

17

Appeal dismissed

A082/04

LB and SK Peat v Waitakere City Council

s120 against refusal of subdivision consent

39

Appeal allowed, council decision overturned, consent granted

C009/04

D Stretch v Queenstown Lakes District Council

s120 against refusal of subdivision consent

19

Appeal allowed, consent granted

C047/04

Upper Clutha Environmental Society v Queenstown Lakes District Council and Sharpbridge Trust

s120 supplementary evidence and replies for interim decision

18 + 1

Interim decision reversed. Subdivision consent not granted

C083/04

Hawthorn Estates Ltd v Queenstown Lakes District Council

s120 subdivision application declined by Council

29

Appeal allowed, decision overturned, consent granted

W045/04

Calapashi Holdings v Marlborough District Council

s120 against decline of subdivision consent

32

Appeal declined, subdivision not approved, council decision upheld

W056/04

Bimler v Rotorua District Council

s120 against decline of subdivision consent

32

Appeal allowed, council's decision to decline subdivision overturned

It is in the area of subdivision that council decisions (particularly decisions to decline consent to subdivide) are most at risk of being overturned. Of the seven cases, four were appeals against council decisions to decline subdivision where the council decision was overturned (C009/04, A028/04, C083/04 and W056/04). Two of these cases were for the same territorial authority - Queenstown Lakes District Council. Another case, with the same local authority (C047/04) was a final decision which overturned an interim decision (which confirmed a council decision to approve a subdivision). The final decision was based on an inability to comply with terms of the interim decision. In two of the cases were the councils' decision (to decline the subdivisions) upheld (A079/04 and W045/04).

3.1.5 Water allocation

Table 6: Summary of substantive decisions: resource consents for water allocation

No
Parties
Type/section
Pages
Outcome

A067/04

Ngati Rangi Trust etc v Manawatu-Wanganui Regional Council and Genesis

s120 against regional consents

135 + 113

Consent upheld but with reduced term

C001/04

Save Mahinerangi Inc v Otago Regional Council and Trustpower Ltd

s120, 121

36 + 11

Trustpower's appeal allowed (greater operating range for lake)

W023/04

Hale v Marlborough District Council

s120 against declining of consent

11

Council decision upheld, appeal refused

Two of these three cases (A067/04 and C001/04) involved renewal of water consents relating to hydroelectric generation. While in both cases the original decision (granting consent) were upheld; in the Genesis case, the term of the consent was reduced from 35 to 10 years. The third case, W023/04, upheld a council refusal to allocate more water to a rural user.

3.1.6 Analysis

Overall, 18 of the 31 resource consent appeals (58%) confirmed the council decision, three (9%) partially upheld the council decision and 10 (32%) overturned the council decision.

Councils were most successful with discharge consents (the two appeals analysed confirmed the council decisions) and with land use consents where 12 of the 16 decisions analysed (75%) went the way of the original decision.

Councils were least successful in subdivision applications, in particular where their decision to decline consent was overturned at appeal. Five of the seven appealed subdivision decisions (71%) were overturned. Subdivisions made up 23% of all resource consent cases but 50% of all the decisions that were overturned on appeal.

Figure 5 illustrates the outcomes of resource consent appeals by type of consent.

Figure 5: Resource consents: outcomes of appeals

View figure at full size including text description

3.2 Plan and policy statement decisions

Table 7 summarises the 13 substantive decisions relating to appeals in respect of plans and policy statements, brought under Clause 14 of the First Schedule to the RMA.

Table 7: Summary of substantive decisions: plans and policy statements

No
Parties
Pages
Outcome

A059/04

WMG Yovich v Whangarei District Council

9

Appeal allowed, building line deleted

A060/04

JV and CA Kerr Trusts etc v Whangarei District Council

20

Appeals allowed, setback reduced

C045/04

New Zealand Heavy Haulage Association v Central Otago District Council

8 + 4

Interim acceptance of changes sought by appellant. Council to change plan. Parties can comment on draft standards

W055/04

Winstone Aggregates and Ors v Matamata-Piako District Council

32 + 2

Interim decision on dealing with rural processing activities - amendments to be drafted/circulated taking decision into account

A013/04

New Zealand Fire Service Commission v Upper Hutt City Council

18

Appeal declined, no change to plan

A033/04

IJ Adams and RL Adams v Thames Coromandel District Council

8

Appeal dismissed

A057/04

Ngatiwai Trust Board v Whangarei District Council

13

Struck out

A074/04

GJ Wood v Waikato District Council

12

Appeal disallowed, council decision upheld

C055/04

Kennedy's Bush Development v Christchurch City Council

25

Council decision upheld

C060/04

Robinsons Bay Trust etc v Christchurch City Council

24 + 6

Council preference upheld

C067/04

Shaw and Halswater Holdings etc v Selwyn District Council

31 + 1

References fail. Objectives, policies and rules in council's decision confirmed

W010/04

Golden Bay Marine Farmers and Ors v Tasman District Council

47 + 11

Transitional rule and non-methods rule are ultra vires

W040/04

Progressive Enterprises Limited etc v Auckland City Council

10

Court determined final version of plan change taking into account appeals, to be drafted and circulated by council for approval by the court

Of these 13 decisions, four (31%) were decided largely in favour of the appellants (overturning council decisions). These included two giving quite specific directions to remove restrictions from properties (A059/04 and A060/04) and two giving directions for the modification of proposed plans to provide for particular outcomes (C045/04 and W055/04).

The remaining nine (69%) were largely decided in favour of the councils, with one strikeout (A057/04), and others ranging from property-specific to those dealing with the vires of particular methods of marine farming (W010/04) and the best form of business/residential interface control (W040/04).

3.3 Cases where Maori values were significant issues

Table 8: Summary of substantive decisions: Maori values

No
Parties
Type/section
Pages
Outcome

A067/04

Ngati Rangi Trust etc v Manawatu-Wanganui Regional Council and Genesis

s120 against regional consents

135 and 113

Consent upheld but with reduced term

A063/04

Tainui Hapu and Ors v Waikato Regional Council and Waikato District Council

s120 term of consent for discharge to coastal marine area

48

Appeal disallowed, consent granted for full term

A043/04

N Minhinnick v Minister of Corrections

s174 designation, s316 enforcement order application

78

Designation confirmed. Enforcement order not issued

A057/04

Ngatiwai Trust Board v Whangarei District Council

Clause 14, 1st schedule

13

Struck out

These four cases specifically raised Maori cultural and Treaty of Waitangi issues. In three of the four cases iwi were the appellant. Of the cases only one (A067/04) was decided partially in the appellant's favour. A renewal of consent for water use in electricity generation, on the Whanganui River, that the appellants opposed was upheld. The term of consent of reduced from 35 years to 10 years. Case A063/04 concerned a discharge to the coastal marine area for a community wastewater plant, which was opposed on cultural grounds. The appeal was disallowed. In A043/04 the appellant argued that her iwi had a particular relationship with (and sovereignty over) in the land to be designated for a prison. The appellant sought to introduce a prohibition on genetic engineering in the proposed district plan in case A057/04; arguing on spiritual and Treaty grounds. The court struck out the appeal on the grounds that the appeal did not include a section 32 analysis.

3.4 Decisions concerning designations

Table 9: Summary of substantive decisions: designations and requirements

No
Parties
Type/section
Pages
Outcome

A006/04

Aero Vista Holdings v Transit New Zealand

s185 acquisition

28

Acquisition of land ordered

A043/04

N Minhinnick v Minister of Corrections

s174 designation, s316 enforcement order application

78

Designation confirmed. Enforcement order not issued

A083/04

K Falwasser etc v Tauranga DC and Transit New Zealand

s174

10 and 11

Appeal dismissed, designation upheld

C035/04

Nelson Intermediate School etc v Transit New Zealand and Nelson City Council

s120 s174 appeal on designation

67 and 27

Designation declined

In the case of designations, the requiring authority (rather than the council) is generally the respondent. The first case (A006/04) relates to an application for an order requiring the requiring authority to buy the whole of a site, part of which was designated for a motorway. The applicant succeeded and the order was issued. The remaining three cases are challenges to requirements. In the first two cases the requiring authorities' decisions (to proceed with the requirement) were upheld but in the third (C035/04), the decision was overturned and the requirement withdrawn.