The following analysis is of those 48 cases that dealt with substantive issues (as defined in section 2.1.2) and relate to resource consent applications (31 cases), policy statements and plans (13 cases), and designations and requirements (four cases). All these cases were considered by a panel of a judge and one or more commissioners. Excluded from the analysis are cases that dealt with non-substantive issues together with all cases on declarations, enforcement actions and actions under the Historic Places Act.
In particular, the analysis looks at whether the councils' original appealed decisions were upheld or overturned.
Three decisions related to coastal occupation consents.
Two of these concerned marine farms. In one decision (C077/04), a council refusal of consent was overturned, although for a much reduced proposal. In the second marine farming decision (W039/04), the outcome was a reduction in the scale of the development as approved by council. The third case (A054/04) involved a territorial authority unsuccessfully appealing a regional consent.
Table 2: Summary of substantive decisions: resource consents for coastal occupation
|
No.
|
Parties
|
Type/section
|
Pages
|
Outcome
|
|---|---|---|---|---|
|
A054/04 |
Auckland City Council v Auckland Regional Council & Jacques Ltd |
s120 against granting of coastal consent |
15 + 12 |
Appeal disallowed, consent granted to work in coastal marine area |
|
C077/04 |
Jackson Bay Mussels Ltd etc v West Coast Regional Council |
s120 against refusal of marine farming consent |
88 |
Scope of proposal and regional council position altered since original application. Consent granted (interim decision) |
|
W039/04 |
Kuku Mara Partnership etc v Marlborough District Council |
s120, marine farm, appeal against council consent decision |
207 + 6 |
Allowed one appellants appeal against granting of part of the consent, disallowed applicant's appeal against the part of the consent not granted |
With the exception of C077/04 (where the consent authority was asked to consider a much larger scale proposal than was put to the court) the original consent authority decisions were upheld wholly or partly.
In the two cases analysed, discharge consents (including a discharge to the coastal marine area) were upheld and appeals dismissed.
Table 3: Summary of substantive decisions: resource consents for discharges
|
No
|
Parties
|
Type/section
|
Pages
|
Outcome
|
|---|---|---|---|---|
|
A063/04 |
Tainui Hapu and Ors v Waikato Regional Council and Waikato District Council |
s120 term of consent for discharge to coastal marine area |
48 |
Appeal disallowed, consent granted for full term |
|
C048/04 |
Cashmere Park Trust etc v Canterbury Regional Council etc |
s120 appeal against discharge consent |
25 |
Appeal dismissed consent upheld |
Sixteen of the cases analysed dealt with land use consents (refer to Table 4). In three of these cases, the council declined consent and this decision was upheld (A031/04, A061/04 and C037/04).
Table 4: Summary of substantive decisions: resource consents for land use consent
|
No
|
Parties
|
Type/section
|
Pages
|
Outcome
|
|---|---|---|---|---|
|
A020/04 |
BK Lowe etc v Marlborough District Council and Hanna |
s120 |
11 |
Appeal declined, consent upheld |
|
A031/04 |
Emerald Residential Ltd v North Shore City Council |
s120 |
15 |
Council decision upheld, appeal disallowed |
|
A038/04 |
Retro Developments etc v Auckland City Council |
s358 |
21 |
Interim decision, reducing reserve contribution |
|
A049/04 |
Corran School Trust Board etc v Auckland City Council |
s120 against grant of consent and to liberalise conditions |
14 + 11 |
Consent confirmed with minor changes to conditions |
|
A061/04 |
A Wellington and B Smith v Franklin District Council |
s120 |
18 |
Appeal disallowed, council decision upheld, consent declined |
|
A071/04 |
Wakatipu ES Inc v Queenstown Lakes District Council |
s120 against Regional Council |
20 |
Appeal dismissed, consent upheld |
|
C004/04 |
Guardians of N Tairei etc v Dunedin City Council and City Forests Ltd |
s120 against grant of land use consent |
34 + 23 |
Appeals allowed, application declined |
|
C006/04 |
BF Doherty v Dunedin City Council |
s120 against decline of land use consent |
15 + 9 |
Council decision overturned, consent granted |
|
C008/04 |
Main Frame Ltd v Queenstown lakes District Council and Southern Peaks Ltd |
s120 |
50 |
Appeal dismissed, consent upheld (subject to conditions) |
|
C023/04 |
GR and RW Wilson etc v Selwyn District Council and Canterbury Regional Council |
s120 |
Appeal disallowed, consent granted, conditions to be finalised |
|
|
C029/04 |
Transwaste Canterbury etc v Canterbury Regional Council and Hurunui District Council |
s120 against granting of consent for landfill and against conditions imposed |
89 + 130 |
Consent granted, applicant altered conditions on basis of appellant's argument. Confirmed by court with minor variations |
|
C037/04 |
Liberton Holdings v Dunedin City Council |
s120 against refusal of land use consent |
24 + 1 |
Appeal dismissed |
|
C039/04 |
Dunedin R&H Associates v Dunedin City Council etc |
s120 against granting of retrospective consent |
32 + 8 |
Confirmed granting of consent subject to conditions |
|
C040/04 |
G&S Stalker v Queenstown Lakes District Council etc |
s120 against granting land use consent |
34 |
Appeal dismissed, council decision confirmed |
|
C043/04 |
JM & DM Sugrue etc v Selwyn District Council |
s120 appeal |
24 + 5 |
Consent granted under proposed plan is extended to the transitional plan consent |
|
C050/04 |
DR Jackson etc v Central Otago District Council and CA Hislop |
s120 appeal granting of consent |
13 |
Decision of respondent (council) to grant consent confirmed |
In a further nine of these cases (A020/04, A049/04, A071/04, C008/04, C023/04, C029/04, C039/04, C040/04 and C050/04), the council gave consent and that consent was appealed unsuccessfully. In some cases consent conditions may vary from the original decision, and in the Transwaste case (C029/04) the appeal outcome included significantly more stringent conditions.
In two cases, the council declined consent and the court overturned that decision (C006/04 and C043/04).
In one case, consent was granted by the council and that consent was overturned on appeal (C004/04).
The Retro Holdings case (A038/04) is one of a long-running series where the appellants have sought to reduce reserve contribution on a residential development, where matters of fact and law have been canvassed. While still only an interim decision, it gives a strong indication that the quantum of contribution should be significantly less than assessed by the council.
Of the 16 cases, 11 (69%) largely uphold the original council decision and one (6%) partially upholds the decision.
Table 5: Summary of substantive decisions: resource consents for subdivision consent
|
No
|
Parties
|
Type/section
|
Pages
|
Outcome
|
|---|---|---|---|---|
|
A079/04 |
LM Ferguson v Waikato District Council |
s120 against refusal of subdivision consent |
17 |
Appeal dismissed |
|
A082/04 |
LB and SK Peat v Waitakere City Council |
s120 against refusal of subdivision consent |
39 |
Appeal allowed, council decision overturned, consent granted |
|
C009/04 |
D Stretch v Queenstown Lakes District Council |
s120 against refusal of subdivision consent |
19 |
Appeal allowed, consent granted |
|
C047/04 |
Upper Clutha Environmental Society v Queenstown Lakes District Council and Sharpbridge Trust |
s120 supplementary evidence and replies for interim decision |
18 + 1 |
Interim decision reversed. Subdivision consent not granted |
|
C083/04 |
Hawthorn Estates Ltd v Queenstown Lakes District Council |
s120 subdivision application declined by Council |
29 |
Appeal allowed, decision overturned, consent granted |
|
W045/04 |
Calapashi Holdings v Marlborough District Council |
s120 against decline of subdivision consent |
32 |
Appeal declined, subdivision not approved, council decision upheld |
|
W056/04 |
Bimler v Rotorua District Council |
s120 against decline of subdivision consent |
32 |
Appeal allowed, council's decision to decline subdivision overturned |
It is in the area of subdivision that council decisions (particularly decisions to decline consent to subdivide) are most at risk of being overturned. Of the seven cases, four were appeals against council decisions to decline subdivision where the council decision was overturned (C009/04, A028/04, C083/04 and W056/04). Two of these cases were for the same territorial authority - Queenstown Lakes District Council. Another case, with the same local authority (C047/04) was a final decision which overturned an interim decision (which confirmed a council decision to approve a subdivision). The final decision was based on an inability to comply with terms of the interim decision. In two of the cases were the councils' decision (to decline the subdivisions) upheld (A079/04 and W045/04).
Table 6: Summary of substantive decisions: resource consents for water allocation
|
No
|
Parties
|
Type/section
|
Pages
|
Outcome
|
|---|---|---|---|---|
|
A067/04 |
Ngati Rangi Trust etc v Manawatu-Wanganui Regional Council and Genesis |
s120 against regional consents |
135 + 113 |
Consent upheld but with reduced term |
|
C001/04 |
Save Mahinerangi Inc v Otago Regional Council and Trustpower Ltd |
s120, 121 |
36 + 11 |
Trustpower's appeal allowed (greater operating range for lake) |
|
W023/04 |
Hale v Marlborough District Council |
s120 against declining of consent |
11 |
Council decision upheld, appeal refused |
Two of these three cases (A067/04 and C001/04) involved renewal of water consents relating to hydroelectric generation. While in both cases the original decision (granting consent) were upheld; in the Genesis case, the term of the consent was reduced from 35 to 10 years. The third case, W023/04, upheld a council refusal to allocate more water to a rural user.
Overall, 18 of the 31 resource consent appeals (58%) confirmed the council decision, three (9%) partially upheld the council decision and 10 (32%) overturned the council decision.
Councils were most successful with discharge consents (the two appeals analysed confirmed the council decisions) and with land use consents where 12 of the 16 decisions analysed (75%) went the way of the original decision.
Councils were least successful in subdivision applications, in particular where their decision to decline consent was overturned at appeal. Five of the seven appealed subdivision decisions (71%) were overturned. Subdivisions made up 23% of all resource consent cases but 50% of all the decisions that were overturned on appeal.
Figure 5 illustrates the outcomes of resource consent appeals by type of consent.
View figure at full size including text description
Table 7 summarises the 13 substantive decisions relating to appeals in respect of plans and policy statements, brought under Clause 14 of the First Schedule to the RMA.
Table 7: Summary of substantive decisions: plans and policy statements
|
No
|
Parties
|
Pages
|
Outcome
|
|---|---|---|---|
|
A059/04 |
WMG Yovich v Whangarei District Council |
9 |
Appeal allowed, building line deleted |
|
A060/04 |
JV and CA Kerr Trusts etc v Whangarei District Council |
20 |
Appeals allowed, setback reduced |
|
C045/04 |
New Zealand Heavy Haulage Association v Central Otago District Council |
8 + 4 |
Interim acceptance of changes sought by appellant. Council to change plan. Parties can comment on draft standards |
|
W055/04 |
Winstone Aggregates and Ors v Matamata-Piako District Council |
32 + 2 |
Interim decision on dealing with rural processing activities - amendments to be drafted/circulated taking decision into account |
|
A013/04 |
New Zealand Fire Service Commission v Upper Hutt City Council |
18 |
Appeal declined, no change to plan |
|
A033/04 |
IJ Adams and RL Adams v Thames Coromandel District Council |
8 |
Appeal dismissed |
|
A057/04 |
Ngatiwai Trust Board v Whangarei District Council |
13 |
Struck out |
|
A074/04 |
GJ Wood v Waikato District Council |
12 |
Appeal disallowed, council decision upheld |
|
C055/04 |
Kennedy's Bush Development v Christchurch City Council |
25 |
Council decision upheld |
|
C060/04 |
Robinsons Bay Trust etc v Christchurch City Council |
24 + 6 |
Council preference upheld |
|
C067/04 |
Shaw and Halswater Holdings etc v Selwyn District Council |
31 + 1 |
References fail. Objectives, policies and rules in council's decision confirmed |
|
W010/04 |
Golden Bay Marine Farmers and Ors v Tasman District Council |
47 + 11 |
Transitional rule and non-methods rule are ultra vires |
|
W040/04 |
Progressive Enterprises Limited etc v Auckland City Council |
10 |
Court determined final version of plan change taking into account appeals, to be drafted and circulated by council for approval by the court |
Of these 13 decisions, four (31%) were decided largely in favour of the appellants (overturning council decisions). These included two giving quite specific directions to remove restrictions from properties (A059/04 and A060/04) and two giving directions for the modification of proposed plans to provide for particular outcomes (C045/04 and W055/04).
The remaining nine (69%) were largely decided in favour of the councils, with one strikeout (A057/04), and others ranging from property-specific to those dealing with the vires of particular methods of marine farming (W010/04) and the best form of business/residential interface control (W040/04).
Table 8: Summary of substantive decisions: Maori values
|
No
|
Parties
|
Type/section
|
Pages
|
Outcome
|
|---|---|---|---|---|
|
A067/04 |
Ngati Rangi Trust etc v Manawatu-Wanganui Regional Council and Genesis |
s120 against regional consents |
135 and 113 |
Consent upheld but with reduced term |
|
A063/04 |
Tainui Hapu and Ors v Waikato Regional Council and Waikato District Council |
s120 term of consent for discharge to coastal marine area |
48 |
Appeal disallowed, consent granted for full term |
|
A043/04 |
N Minhinnick v Minister of Corrections |
s174 designation, s316 enforcement order application |
78 |
Designation confirmed. Enforcement order not issued |
|
A057/04 |
Ngatiwai Trust Board v Whangarei District Council |
Clause 14, 1st schedule |
13 |
Struck out |
These four cases specifically raised Maori cultural and Treaty of Waitangi issues. In three of the four cases iwi were the appellant. Of the cases only one (A067/04) was decided partially in the appellant's favour. A renewal of consent for water use in electricity generation, on the Whanganui River, that the appellants opposed was upheld. The term of consent of reduced from 35 years to 10 years. Case A063/04 concerned a discharge to the coastal marine area for a community wastewater plant, which was opposed on cultural grounds. The appeal was disallowed. In A043/04 the appellant argued that her iwi had a particular relationship with (and sovereignty over) in the land to be designated for a prison. The appellant sought to introduce a prohibition on genetic engineering in the proposed district plan in case A057/04; arguing on spiritual and Treaty grounds. The court struck out the appeal on the grounds that the appeal did not include a section 32 analysis.
Table 9: Summary of substantive decisions: designations and requirements
|
No
|
Parties
|
Type/section
|
Pages
|
Outcome
|
|---|---|---|---|---|
|
A006/04 |
Aero Vista Holdings v Transit New Zealand |
s185 acquisition |
28 |
Acquisition of land ordered |
|
A043/04 |
N Minhinnick v Minister of Corrections |
s174 designation, s316 enforcement order application |
78 |
Designation confirmed. Enforcement order not issued |
|
A083/04 |
K Falwasser etc v Tauranga DC and Transit New Zealand |
s174 |
10 and 11 |
Appeal dismissed, designation upheld |
|
C035/04 |
Nelson Intermediate School etc v Transit New Zealand and Nelson City Council |
s120 s174 appeal on designation |
67 and 27 |
Designation declined |
In the case of designations, the requiring authority (rather than the council) is generally the respondent. The first case (A006/04) relates to an application for an order requiring the requiring authority to buy the whole of a site, part of which was designated for a motorway. The applicant succeeded and the order was issued. The remaining three cases are challenges to requirements. In the first two cases the requiring authorities' decisions (to proceed with the requirement) were upheld but in the third (C035/04), the decision was overturned and the requirement withdrawn.